General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1963 |
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Página vii
... directors .. 7. Remuneration and other transactions with management and others ......... . 8. Selection of auditors___ .. 47 47 48 48 50 9. Bonus , profit - sharing , and other remuneration plans . 10. Pension and retirement plans ...
... directors .. 7. Remuneration and other transactions with management and others ......... . 8. Selection of auditors___ .. 47 47 48 48 50 9. Bonus , profit - sharing , and other remuneration plans . 10. Pension and retirement plans ...
Página ix
... DIRECTORS , OFFICERS , AND PRINCIPAL STOCKHOLDERS 16a - 1 . Filing of statements . 16a - 2 . Ownership of more than 10 per cent of an equity security- 16a - 3 . Disclaimer of beneficial ownership ......... . 16a - 4 . Exemptions from ...
... DIRECTORS , OFFICERS , AND PRINCIPAL STOCKHOLDERS 16a - 1 . Filing of statements . 16a - 2 . Ownership of more than 10 per cent of an equity security- 16a - 3 . Disclaimer of beneficial ownership ......... . 16a - 4 . Exemptions from ...
Página 6
... director or officer of such member , broker or dealer , or any participant , as such , in any joint , group or syndicate account with such member , broker or dealer or with any partner , officer , or director thereof ; ( 2 ) the term ...
... director or officer of such member , broker or dealer , or any participant , as such , in any joint , group or syndicate account with such member , broker or dealer or with any partner , officer , or director thereof ; ( 2 ) the term ...
Página 22
... director , trustee , or officer . Fiscal Year . The term " fiscal year " means the annual accounting period or , if no closing date has been adopted , the calendar year ending on Decem- ber 31 . Majority - owned subsidiary . The term ...
... director , trustee , or officer . Fiscal Year . The term " fiscal year " means the annual accounting period or , if no closing date has been adopted , the calendar year ending on Decem- ber 31 . Majority - owned subsidiary . The term ...
Página 24
... directors . Wholly - owned subsidiary . The term " wholly- owned subsidiary " means a subsidiary substan- tially all of whose outstanding voting securities are owned by its parent and / or the parent's other wholly - owned subsidiaries ...
... directors . Wholly - owned subsidiary . The term " wholly- owned subsidiary " means a subsidiary substan- tially all of whose outstanding voting securities are owned by its parent and / or the parent's other wholly - owned subsidiaries ...
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Términos y frases comunes
amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date employees equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness Investment Company Act issuer lien listed and registered loan market value ment national securities ex national securities exchange operation of section options otherwise paragraph participant period person prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights