General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1963 |
Dentro del libro
Resultados 1-5 de 13
Página vi
... Determination of affiliates of banks ...... . 22222 24 24 24 Article 2. Formal Requirements 12b - 10 . Requirements as to proper form__ 12b - 11 . Number of copies - signatures - binding ... . 12b - 12 . Requirements as to paper ...
... Determination of affiliates of banks ...... . 22222 24 24 24 Article 2. Formal Requirements 12b - 10 . Requirements as to proper form__ 12b - 11 . Number of copies - signatures - binding ... . 12b - 12 . Requirements as to paper ...
Página 2
... determination . Where a document is omitted pur- suant to paragraph ( a ) hereof , but information relating to the subject - matter of such document is nevertheless included in material filed with the Commission pursuant to a determination ...
... determination . Where a document is omitted pur- suant to paragraph ( a ) hereof , but information relating to the subject - matter of such document is nevertheless included in material filed with the Commission pursuant to a determination ...
Página 12
... of the security to be distributed is determined , and such offering price is higher than such stabilizing bid or purchase price , then stabilizing may be resumed after determination 12 SECURITIES AND EXCHANGE COMMISSION.
... of the security to be distributed is determined , and such offering price is higher than such stabilizing bid or purchase price , then stabilizing may be resumed after determination 12 SECURITIES AND EXCHANGE COMMISSION.
Página 13
... determination of such public offering price at the price at which it could then be initiated ; provided , however , that special prices available to any group or class of persons ( including em- ployees or holders of warrants or rights ) ...
... determination of such public offering price at the price at which it could then be initiated ; provided , however , that special prices available to any group or class of persons ( including em- ployees or holders of warrants or rights ) ...
Página 24
... Determination of Affiliates of Banks . In determining whether a person is an " affiliate " or " parent " of a bank or whether a bank is a " sub- sidiary " or " majority - owned subsidiary " of a per- son , within the meaning of those ...
... Determination of Affiliates of Banks . In determining whether a person is an " affiliate " or " parent " of a bank or whether a bank is a " sub- sidiary " or " majority - owned subsidiary " of a per- son , within the meaning of those ...
Otras ediciones - Ver todas
Términos y frases comunes
amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date employees equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness Investment Company Act issuer lien listed and registered loan market value ment national securities ex national securities exchange operation of section options otherwise paragraph participant period person prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights