General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1962 |
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... warrants from section 12 ( a ) .. 12a - 5 . Temporary exemption of substituted or additional securities___ 12b - 1 . Scope of regulation . 12b - 2 . Definitions ... . REGULATION 12B . APPLICATIONS AND REPORTS Article 1. General 12b - 3 ...
... warrants from section 12 ( a ) .. 12a - 5 . Temporary exemption of substituted or additional securities___ 12b - 1 . Scope of regulation . 12b - 2 . Definitions ... . REGULATION 12B . APPLICATIONS AND REPORTS Article 1. General 12b - 3 ...
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... warrants , or rights .... 12. Authorization or issuance of securities otherwise than for exchange ... . 13. Modification or exchange of securities ..... 16. Acquisition or disposition of property 17. Restatement of accounts .. 18 ...
... warrants , or rights .... 12. Authorization or issuance of securities otherwise than for exchange ... . 13. Modification or exchange of securities ..... 16. Acquisition or disposition of property 17. Restatement of accounts .. 18 ...
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... warrants sold and the aggregate dollar amount thereof . Rule 7c2-1 . Exemption from Section 7 ( c ) ( 2 ) of Certain Securities Exempted From Reg- istration or Admitted to Trading on Ex- changes Exempted From Registration . ( a ) So ...
... warrants sold and the aggregate dollar amount thereof . Rule 7c2-1 . Exemption from Section 7 ( c ) ( 2 ) of Certain Securities Exempted From Reg- istration or Admitted to Trading on Ex- changes Exempted From Registration . ( a ) So ...
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... warrants or rights ) shall not limit the stabilizing price . ( i ) Entering Stabilizing Bid on Exchange Prior to Opening . No person shall place a stabi- lizing bid on a securities exchange prior to the time the opening quotations for ...
... warrants or rights ) shall not limit the stabilizing price . ( i ) Entering Stabilizing Bid on Exchange Prior to Opening . No person shall place a stabi- lizing bid on a securities exchange prior to the time the opening quotations for ...
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... warrants or rights ) shall not constitute the initial public offering price for purposes of this subparagraph ( 3 ) ... warrant has been stabilized , shall give or send to such person , at or before the completion of each transaction ...
... warrants or rights ) shall not constitute the initial public offering price for purposes of this subparagraph ( 3 ) ... warrant has been stabilized , shall give or send to such person , at or before the completion of each transaction ...
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Términos y frases comunes
action amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness issuer lien listed and registered market value means ment merger or consolidation national securities ex national securities exchange operation of section options otherwise paragraph participant partner period prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders sion specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights