General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1962 |
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Página iii
... requested to fill in this coupon and forward promptly to the Securities and Exchange Commission , Washington 25 , D. C. Name ... Address ... ( Please type or print ) City ... State ... This request relates to changes after April 15 ...
... requested to fill in this coupon and forward promptly to the Securities and Exchange Commission , Washington 25 , D. C. Name ... Address ... ( Please type or print ) City ... State ... This request relates to changes after April 15 ...
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... request of the Commission , file as an amendment a complete new statement together with all exhibits which are prescribed to be filed in connection with Form 1 . Rule 6a - 2 . Annual Amendments to Registra- tion Statement or Exemption ...
... request of the Commission , file as an amendment a complete new statement together with all exhibits which are prescribed to be filed in connection with Form 1 . Rule 6a - 2 . Annual Amendments to Registra- tion Statement or Exemption ...
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... request or upon its own motion , exempts such transaction or transactions , either uncondi- tionally or on specified terms and conditions , as not constituting a manipulative or deceptive device or contrivance comprehended within the ...
... request or upon its own motion , exempts such transaction or transactions , either uncondi- tionally or on specified terms and conditions , as not constituting a manipulative or deceptive device or contrivance comprehended within the ...
Página 14
... request or upon its own motion , exempts such transaction or trans- actions , either unconditionally or on specified terms and conditions , as not constituting a ma- nipulative or deceptive device or contrivance com- prehended within ...
... request or upon its own motion , exempts such transaction or trans- actions , either unconditionally or on specified terms and conditions , as not constituting a ma- nipulative or deceptive device or contrivance com- prehended within ...
Página 16
... request or upon its own motion , exempts such transaction or transactions , either uncondi- tionally or on specified terms and conditions , as not constituting a manipulative or deceptive device or contrivance comprehended within the ...
... request or upon its own motion , exempts such transaction or transactions , either uncondi- tionally or on specified terms and conditions , as not constituting a manipulative or deceptive device or contrivance comprehended within the ...
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Términos y frases comunes
action amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness issuer lien listed and registered market value means ment merger or consolidation national securities ex national securities exchange operation of section options otherwise paragraph participant partner period prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders sion specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights