General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1962 |
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... REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934 AS IN EFFECT APRIL 15 , 1962 AND MCMXXXIV SECURITIES EXCHANGE COMMISSION THE RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934 ARE PUBLISHED IN THE CODE OF FEDERAL REGU ...
... REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934 AS IN EFFECT APRIL 15 , 1962 AND MCMXXXIV SECURITIES EXCHANGE COMMISSION THE RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934 ARE PUBLISHED IN THE CODE OF FEDERAL REGU ...
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... West Virginia , Delaware , District of Columbia . Room 300 , Courts Bldg . , 310 Sixth St. , NW . , Washington 25 , D.C. Phone , Worth 3-3151 . II PREFACE This compilation contains the General Rules and Regulations promulgated.
... West Virginia , Delaware , District of Columbia . Room 300 , Courts Bldg . , 310 Sixth St. , NW . , Washington 25 , D.C. Phone , Worth 3-3151 . II PREFACE This compilation contains the General Rules and Regulations promulgated.
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action amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness issuer lien listed and registered market value means ment merger or consolidation national securities ex national securities exchange operation of section options otherwise paragraph participant partner period prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders sion specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights