General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1962 |
Dentro del libro
Resultados 1-5 de 19
Página vii
... statements .. 148-10 . Prohibition of certain solicitations___ . 40 41 14a - 11 . Special provisions applicable to election contests ...... . 41 SCHEDULE 14A . INFORMATION REQUIRED IN PROXY STATEMENT Item 1. Revocability of proxy_- 44 2 ...
... statements .. 148-10 . Prohibition of certain solicitations___ . 40 41 14a - 11 . Special provisions applicable to election contests ...... . 41 SCHEDULE 14A . INFORMATION REQUIRED IN PROXY STATEMENT Item 1. Revocability of proxy_- 44 2 ...
Página viii
... Statements FILED BY OR ON BEHALF OF A Participant ( OTHER THAN THE ISSUER ) IN A PROXY SOLICITATION PURSUANT TO RULE 148-11 ( c ) Rule Item 1. Issuer .. 2. Identity and background .. 3. Interests in securities of the issuer .. 4 ...
... Statements FILED BY OR ON BEHALF OF A Participant ( OTHER THAN THE ISSUER ) IN A PROXY SOLICITATION PURSUANT TO RULE 148-11 ( c ) Rule Item 1. Issuer .. 2. Identity and background .. 3. Interests in securities of the issuer .. 4 ...
Página 2
... proxy statement or other document filed with the Commission or any securities exchange shall con- tain any document or information that has been classified or determined by an appropriate depart- ment or agency of the United States to ...
... proxy statement or other document filed with the Commission or any securities exchange shall con- tain any document or information that has been classified or determined by an appropriate depart- ment or agency of the United States to ...
Página 22
... proxy statement under section 14 of the Act , or a registration statement under the Securities Act of 1933 ; provided , that information contained in a report under section 15 ( d ) of the Act or in a registration statement under the ...
... proxy statement under section 14 of the Act , or a registration statement under the Securities Act of 1933 ; provided , that information contained in a report under section 15 ( d ) of the Act or in a registration statement under the ...
Página 35
United States. Securities and Exchange Commission. REGULATION 14. SOLICITATION OF PROXIES SCHEDULE 14A - INFORMATION REQUIRED IN PROXY STATEMENT Note . ties exchange may be filed not more than 45 days after the effective date of such ...
United States. Securities and Exchange Commission. REGULATION 14. SOLICITATION OF PROXIES SCHEDULE 14A - INFORMATION REQUIRED IN PROXY STATEMENT Note . ties exchange may be filed not more than 45 days after the effective date of such ...
Otras ediciones - Ver todas
Términos y frases comunes
action amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness issuer lien listed and registered market value means ment merger or consolidation national securities ex national securities exchange operation of section options otherwise paragraph participant partner period prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders sion specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights