General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1962 |
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Página vii
... Proposals of security holders ............ 37 37 38 39 39 14a - 9 . False or misleading statements .. 148-10 . Prohibition of certain solicitations___ . 40 41 14a - 11 . Special provisions applicable to election contests ...... . 41 ...
... Proposals of security holders ............ 37 37 38 39 39 14a - 9 . False or misleading statements .. 148-10 . Prohibition of certain solicitations___ . 40 41 14a - 11 . Special provisions applicable to election contests ...... . 41 ...
Página 36
... proposal or proposals to be acted upon by security holders . Rule 14a - 3 . Information to be Furnished Se- curity Holders . ( a ) No solicitation subject to this regulation shall be made unless each person solicited is con- currently ...
... proposal or proposals to be acted upon by security holders . Rule 14a - 3 . Information to be Furnished Se- curity Holders . ( a ) No solicitation subject to this regulation shall be made unless each person solicited is con- currently ...
Página 37
... proposals as to which discretionary authority is conferred pur- suant to paragraph ( c ) . ( b ) Means shall be ... proposal omitted from the proxy statement and form of proxy pur- suant to paragraph ( c ) of Rule 14a - 8 . ( d ) No ...
... proposals as to which discretionary authority is conferred pur- suant to paragraph ( c ) . ( b ) Means shall be ... proposal omitted from the proxy statement and form of proxy pur- suant to paragraph ( c ) of Rule 14a - 8 . ( d ) No ...
Página 40
... proposal which is accompanied by notice of his intention to present the proposal for action at the meeting , the management shall set forth the proposal in its proxy statement and shall identify the proposal in its form of proxy and ...
... proposal which is accompanied by notice of his intention to present the proposal for action at the meeting , the management shall set forth the proposal in its proxy statement and shall identify the proposal in its form of proxy and ...
Página 41
... proposal of its intention to omit the proposal from its proxy statement and form of proxy and shall forward to him a copy of the state- ment of the reasons why the management deems the omission of the proposal to be proper and a copy of ...
... proposal of its intention to omit the proposal from its proxy statement and form of proxy and shall forward to him a copy of the state- ment of the reasons why the management deems the omission of the proposal to be proper and a copy of ...
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Términos y frases comunes
action amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness issuer lien listed and registered market value means ment merger or consolidation national securities ex national securities exchange operation of section options otherwise paragraph participant partner period prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders sion specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights