General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1962 |
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Página vii
... Options , warrants , or rights .... 12. Authorization or issuance of securities otherwise than for exchange ... . 13. Modification or exchange of securities ..... 16. Acquisition or disposition of property 17. Restatement of accounts ...
... Options , warrants , or rights .... 12. Authorization or issuance of securities otherwise than for exchange ... . 13. Modification or exchange of securities ..... 16. Acquisition or disposition of property 17. Restatement of accounts ...
Página ix
... options under certain stock bonus , stock option or similar plans ... 16b - 4 . Exemption from section 16 ( b ) of certain transactions by public utility holding companies and subsidiaries thereof ... 16b - 5 . Exemption from section 16 ...
... options under certain stock bonus , stock option or similar plans ... 16b - 4 . Exemption from section 16 ( b ) of certain transactions by public utility holding companies and subsidiaries thereof ... 16b - 5 . Exemption from section 16 ...
Página 11
... option plan involving only " restricted stock options " as defined in section 421 of the Internal Revenue Code ; or ( 2 ) a savings , investment or stock purchase plan providing for both ( A ) periodic payments ( or payroll deduc- tions ) ...
... option plan involving only " restricted stock options " as defined in section 421 of the Internal Revenue Code ; or ( 2 ) a savings , investment or stock purchase plan providing for both ( A ) periodic payments ( or payroll deduc- tions ) ...
Página 39
... option , furnish promptly to such security holder a reasonably cur- rent list of the names and addresses of such of the holders of record specified in ( a ) ( 1 ) above as the security holder shall designate , and a list of the names ...
... option , furnish promptly to such security holder a reasonably cur- rent list of the names and addresses of such of the holders of record specified in ( a ) ( 1 ) above as the security holder shall designate , and a list of the names ...
Página 46
... options , warrants or rights to purchase any securities , other than warrants or rights issued to security holders , as such , on a pro - rata basis . However , if the solicitation is made on behalf of persons other than the management ...
... options , warrants or rights to purchase any securities , other than warrants or rights issued to security holders , as such , on a pro - rata basis . However , if the solicitation is made on behalf of persons other than the management ...
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Términos y frases comunes
action amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness issuer lien listed and registered market value means ment merger or consolidation national securities ex national securities exchange operation of section options otherwise paragraph participant partner period prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders sion specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights