General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1962 |
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Página vii
... matters to be acted upon .. 6. Nominees and directors___ . 7. Remuneration and other transactions with management and others . 8. Selection of auditors .. 45 45 46 46 48 9. Bonus , profit - sharing , and other remuneration plans .. 10 ...
... matters to be acted upon .. 6. Nominees and directors___ . 7. Remuneration and other transactions with management and others . 8. Selection of auditors .. 45 45 46 46 48 9. Bonus , profit - sharing , and other remuneration plans .. 10 ...
Página viii
... matters .. 5. Signature .... EXEMPTION OF Certain SECURITIES FROM SECTION 15 ( 8 ) 15a - 1 . Exemption of individual notes or bonds secured by lien on real estate from section 15 ( a ) . 15a - 2 . Exemption of certain securities of ...
... matters .. 5. Signature .... EXEMPTION OF Certain SECURITIES FROM SECTION 15 ( 8 ) 15a - 1 . Exemption of individual notes or bonds secured by lien on real estate from section 15 ( a ) . 15a - 2 . Exemption of certain securities of ...
Página 1
... matter of public record , be deemed confidential . Officers and employees are hereby prohibited from mak- ing such confidential information or documents or any other non - public records of the Commission available to anyone other than ...
... matter of public record , be deemed confidential . Officers and employees are hereby prohibited from mak- ing such confidential information or documents or any other non - public records of the Commission available to anyone other than ...
Página 2
... matter of such document is nevertheless included in material filed with the Commission pursuant to a determination of an appropriate department or agency of the United States that disclosure of such information would not be contrary to ...
... matter of such document is nevertheless included in material filed with the Commission pursuant to a determination of an appropriate department or agency of the United States that disclosure of such information would not be contrary to ...
Página 21
... matter as any such rule shall be controlling . Rule 12b - 2 . Definitions . Unless the context otherwise requires ... matters as to which an average prudent GENERAL RULES AND REGULATIONS - SECURITIES EXCHANGE ACT OF 1934 21 12b-1 Scope ...
... matter as any such rule shall be controlling . Rule 12b - 2 . Definitions . Unless the context otherwise requires ... matters as to which an average prudent GENERAL RULES AND REGULATIONS - SECURITIES EXCHANGE ACT OF 1934 21 12b-1 Scope ...
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Términos y frases comunes
action amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness issuer lien listed and registered market value means ment merger or consolidation national securities ex national securities exchange operation of section options otherwise paragraph participant partner period prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders sion specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights