Rule

EXEMPTION OF CERTAIN SECURITIES FROM SECTION 11 (d) (1)

11d1-1. Exemption of certain securities from section 11 (d) (1).

SECURITIES EXEMPTED FROM REGISTRATION

12a-1. Temporary exemption from section 12 (a) of certain securities of banks...

12a-2. Temporary exemption from section 12 (a) of certain securities secured by property which, or 8

leasehold interest in which, is owned by a person not the original issuer of such security-Pro-

hibition of use of manipulative or deceptive devices or contrivances with respect thereto.----

12a-3. Temporary exemption from section 12 (a) of certain securities of issuers in bankruptcy or receiver-

ship or in process of reorganization-Prohibition of use of manipulative or deceptive devices or

contrivances with respect thereto.__

12a-4. Exemption of certain warrants from section 12 (a)..

12a-5. Temporary exemption of substituted or additional securities___

12b-10. Requirements as to proper form__--

12b-11. Number of copies-signatures-binding..

12b-12. Requirements as to paper, printing, and language.

12b-13. Preparation of application or report- - -

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12b-14. Riders-inserts___.

12b-15. Amendments..

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Rule

SUSPENSION OF TRADING-WITHDRAWAL-STRIKING FROM LISTING AND REGISTRATION

12d2-1. Suspension of trading, withdrawal, and striking from listing and registration....
12d2-2. Removal from listing and registration of maturing securities and securities redeemed or retired...

UNLISTED Trading

12f-1. Applications for permission to extend unlisted trading privileges..

12f-2. Changes in securities admitted to unlisted trading privileges...

12f-3. Termination or suspension of unlisted trading privileges----

12f-4. Exemption of securities admitted to unlisted trading privileges from sections 13, 14, and 16.-

12f-5. Differentiation on ticker between transactions in listed and unlisted securities.

12f-6. Continuance of unlisted trading privileges on merged exchanges----

REGULATION 13A. REPORTS OF ISSUERS OF LISTED SECURITIES

Article 1. Annual Report

SCHEDULE 14B. INFORMATION TO BE INcluded in Statements FILED BY OR ON BEHALF OF A Participant (OTHER

THAN THE ISSUER) IN A PROXY SOLICITATION PURSUANT TO RULE 148-11(c)

Rule

Item 1. Issuer..

2. Identity and background..

3. Interests in securities of the issuer..

4. Further matters..

5. Signature....

EXEMPTION OF Certain SECURITIES FROM SECTION 15 (8)

15a-1. Exemption of individual notes or bonds secured by lien on real estate from section 15 (a).

15a-2. Exemption of certain securities of cooperative apartment houses from section 15 (a)....

15a-3. Exemption of specialist's block purchases and sales....

REGISTRATION OF BROKERS AND DEALERS

15b-1. Application for registration of broker or dealer............

15b-2. Supplements and amendments to applications..

15b-3. Adoption of application filed by predecessor...

15b-4. Registration of successor to registered broker or dealer..........

15b-6. Withdrawal from registration..

15b-5. Registration of fiduciaries.

15b-7. Consent to service of process to be furnished by nonresident brokers or dealers and by nonresident general

partners or managing agents of brokers or dealers.....

15b-8. Statement of financial condition to be filed with application for registration as a broker or dealer.........

15b-9. Proceedings under sections 15(b), 15A(I)(2) and 19(a)(3) of the of the Act..

15c1-1. Definitions..........

RULES RELATING TO OVER-THE-COUNTER MARKETS

15c1-2. Fraud and misrepresentation_...

1501-3. Misrepresentation by brokers and dealers as to registration.

15c1-4. Confirmation of transactions.......

15c1-5. Disclosure of control...

15c1-6. Disclosure of interest in distributions..

15c1. 7. Discretionary accounts.

15c1-8. Sales at the market..

15c1-9. Use of pro forma balance sheets.............

15c2-1. Hypothecation of customers' securities..

15c2-2. Prohibition of trading during suspension of trading on a national securities exchange.

15c2-3. Prohibiting trading in German securities unless validated.......

15c2-4. Transmission or maintenance of payments received in connection with underwritings..

15c3-1. Ratio of aggregate indebtedness to net capital...............

REGULATION 15D. REPORTS OF REGISTRants Under THE SECURITIES ACT OF 1933

Article 1. Annual Reports

15d-1. Requirements of annual reports. -

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15ag-1. Application pursuant to section 15A (g) of the Act for review of disciplinary action or denial of membership
by registered securities association...............

15aj-1. Amendments and supplements to registration statements of securities associations.

15a12-1. Proceedings under section 15A(l)(2) of the Act...........

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16a-5. Exemption from section 16 of securities purchased or sold by odd-lot dealers.

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16a-8. Ownership of securities held in trust.

16a-9. Exemption for small transactions..........

168-10. Exemption from section 16 (b) of transactions which need not be reported under section 16 (a)....

EXEMPTION OF CERTAIN TRANSACTIONS FROM SECTION 16 (b)

16b-1. Exemption from section 16 (b) of certain transactions by registered investment companies..

16b-2. Exemption from section 16 (b) of certain transactions effected in connection with a distribution.........

16b-3. Exemption from section 16 (b) of acquisitions of shares of stock and restricted stock options under

certain stock bonus, stock option or similar plans...

16b-4. Exemption from section 16 (b) of certain transactions by public utility holding companies and subsidiaries

thereof...

16b-5. Exemption from section 16 (b) of certain transactions in which securities are received by redeeming other

securities....

16b-6. Exemption of long-term profits incident to sales within 6 months of the exercise of an option...............

16b-7. Exemption from section 16 (b) of certain acquisitions and dispositions of securities pursuant to mergers

or consolidations.....

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16b-8. Exemption from section 16 (b) of certain securities received upon surrender of similar equity securities... 76

EXEMPTION OF CERTAIN SECURITIES FROM SECTION 16 (c)

160-1. Exemption of certain securities from section 16 (c)...................

16c-2. Exemption from section 16 (c) of certain transactions effected in connection with a distribution.

160-3. Exemption of sales of securities to be acquired.........

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ARBITRAGE TRANSACTIONS

16d-1. Arbitrage transactions under section 16...............

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PRESERVATION OF Records and Reports of Certain Stabilizing Activities

17a-2. Reports on stabilizing activities.

17a-3. Records to be made by certain exchange members, brokers and dealers.......

17a-4. Records to be preserved by certain exchange members, brokers and dealers............

17a-5. Reports to be made by certain exchange members, brokers and dealers.......

17a-6. Right of a National Securities Exchange to destroy or dispose of applications, reports and documents

filed with it pursuant to sections 12, 13, 14 and 16...

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17a-7. Records of non-resident brokers and dealers.......

1983-1. Proceedings under section 19 (a) (3) of the Act..........

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INSPECTION AND Publication OF INFORMATION FILED UNDER THE ACT

24b-1. Documents to be kept public by exchanges.......

24b-2. Nondisclosure of information filed with the Commission and with an exchange..........

24b-3. Information filed by issuers and others under sections 12, 13, 14 and 16................