Report on the Study and Investigation of the Work, Activities, Personnel and Functions of Protective and Reorganization Committees, Volúmenes6-8U.S. Government Printing Office, 1936 |
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Página 18
... holding company.38 To secure an issue of $ 10,000,000 of bonds in 1928 , the company had pledged stocks of three operating companies and one holding company . The book value of the pledged collateral was $ 13,659,353 as of December 31 ...
... holding company.38 To secure an issue of $ 10,000,000 of bonds in 1928 , the company had pledged stocks of three operating companies and one holding company . The book value of the pledged collateral was $ 13,659,353 as of December 31 ...
Página 19
... holding company , were stocks of operating companies which were preceded only by the bonds and preferred stocks of such operating companies . The common stocks now deposited as security are the common stocks of holding companies . These ...
... holding company , were stocks of operating companies which were preceded only by the bonds and preferred stocks of such operating companies . The common stocks now deposited as security are the common stocks of holding companies . These ...
Página 215
... holding company . ( b ) As used in the rules and regulations under Section 17 ( c ) , unless the context otherwise requires : ( 1 ) " company " means a registered holding company or subsidiary company thereof ; ( 2 ) " financial ...
... holding company . ( b ) As used in the rules and regulations under Section 17 ( c ) , unless the context otherwise requires : ( 1 ) " company " means a registered holding company or subsidiary company thereof ; ( 2 ) " financial ...
Página 217
... holding company or subsidiary company thereof may have as an officer or director , or both , a person who is an executive officer , director , partner , appointee , or repre- sentative of a financial institution and who has no financial ...
... holding company or subsidiary company thereof may have as an officer or director , or both , a person who is an executive officer , director , partner , appointee , or repre- sentative of a financial institution and who has no financial ...
Página 220
... holding company or subsidiary company thereof which has as an officer or director any person who has any financial connection which would make it unlawful for him to hold such position except for Rules 17C - 4 , 17C - 7 , or 17C - 8 ...
... holding company or subsidiary company thereof which has as an officer or director any person who has any financial connection which would make it unlawful for him to hold such position except for Rules 17C - 4 , 17C - 7 , or 17C - 8 ...
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Términos y frases comunes
accumulated dividends agreement Alleghany Alleghany Corporation amendment approved Associated Gas Baldwin Locomotive bank bankers Barranquilla bondholders bonds cash certificate Chesapeake Corporation class of stock Commission's Exhibit common stock Company's consolidation corporate trustee counsel court creditors cumulative dated dealers debenture holders default deposited dividends earnings effect Electric Company Equity Corporation Equity's Exchange Commission exchange offers fact filed financial institution foreclosure Gas and Electric Guaranty held holding company Ibid infra Interstate Equities investment investors issue issuer meeting ment merger mortgage negative pledge officer or director Option outstanding par value payment percent person preferred stockholders principal amount proceedings protective committees provisions proxy purchase ReCap Plan recapitalization received receivership reorganization represented respect Section Securities and Exchange security holders shares of common sinking fund solicitation Sullivan & Cromwell supra note testified thereof tion Trust Company trust indenture underwriter vote voting trust
Pasajes populares
Página 312 - ... the directors, or a majority of them, of such corporations as desire to consolidate or merge, may enter into an agreement signed by them and under the corporate seals of the respective corporations, prescribing the terms and conditions of consolidation...
Página 210 - Street, all as proposed to be widened, in the Borough of Manhattan, City and State of New York, and (b) an easement over Franklin D.
Página 565 - ... shares of stock in, and/or other securities of, any other corporation or corporations, as its board of directors shall deem expedient and for the best interests of the corporation, when and as authorized by the affirmative vote of the holders of two-thirds of the stock issued and outstanding having voting power given at a stockholders...
Página 117 - .'It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise...
Página 212 - ... interest, without preference or priority of principal over interest, or of interest over principal, or of any instalment of interest over any other...
Página 211 - To the payment of the costs and expenses of such sale, including...
Página 100 - ... engaged in the business of issuing, underwriting, selling, or distributing, at wholesale or retail, or through syndicate participation, stocks, bonds, debentures, notes, or other securities, to engage at the same time to any extent whatever in the business of receiving deposits subject to check or to repayment upon presentation of a passbook, certificate of deposit, or other evidence of debt, or upon request of the depositor...
Página 157 - Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $5,000 or imprisoned not more than five years, or both.
Página 139 - ... it shall stand adjourned to the same day in the next week, at the same time and place, and, if at the adjourned meeting a quorum is not present within half an hour from the time appointed for the meeting the members present shall be a quorum.
Página 139 - ... made shall be deemed to have been duly held and convened, and all proceedings had thereat to have been duly had and all appointments of directors, managers, or liquidators shall be deemed to be valid.