E.F. Hutton Mail and Wire Fraud Case: Hearings Before the Subcommittee on Crime of the Committee on the Judiciary, House of Representatives, Ninety-ninth Congress, First Session, on E.F. Hutton Mail and Wire Fraud Case ....U.S. Government Printing Office, 1986 |
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Términos y frases comunes
amount Attorney attorney/client privilege average bank accounts Bank of America Battery Park Plaza branch bank branch office BROKER OR DEALER capital requirement cash concentration Cash Desk CASTELLANO Chairman charges check kite checks clearing collected balance COMBINED UNIFORM SINGLE Company Inc COMPUTATION concentration account corporate counsel COURT criminal Curnin customers December 31 deductions deposit depository bank District of Pennsylvania documents E.F. Hutton Group Federal FEIGHAN filed FINANCIAL AND OPERATIONAL float FOMON Formula for Reserve funds grand jury Honor HUGHES Hutton & Company Hutton Group Inc Hutton Hutton interest profit investigation LYNCH market value MAZZOLI MCCOLLUM MICR Middle District MORLEY MORRISON MURRAY OMIT PENNIES OPERATIONAL COMBINED UNIFORM overdrafting OWNERSHIP EQUITY payable period plea agreement practices procedures pursuant request response restitution Rule schedules SHAW statement subpoena Thomas Total Trott UNIFORM SINGLE REPORT United United States Attorney wire York zero balance account
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Página 404 - Schedules 1 and 2 is presented for purposes of additional analysis and is not a required part of the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion.
Página 968 - Whoever, being an officer, director, employee, agent, or attorney of any bank, the deposits of which are insured by the Federal Deposit Insurance Corporation, of a Federal intermediate credit bank, or of a National Agricultural Credit Corporation, except as provided by law, stipulates for or receives or consents or agrees to receive any fee, commission, gift, or thing of value, from any person, firm, or corporation, for procuring...
Página 404 - ... the accounting records and such other auditing procedures as we considered necessary in the circumstances. In our opinion, the financial statements referred to above present fairly the financial position of EF Hutton t Company Inc.
Página 968 - Whoever makes any statement knowing it to be false, or whoever willfully overvalues any security, for the purpose of obtaining for himself or for any applicant any loan, or extension thereof by renewal, deferment of action, or otherwise, or the acceptance, release, or substitution of security therefor, or for the purpose of influencing in any way the action of the...
Página 404 - Such information has been subjected to the auditing procedures applied in the examination of the basic financial statements and, in our opinion, is fairly stated in all material respects in relation to the basic financial statements taken as a whole.
Página 435 - Thus, when testimony or data is sought for its own sake — for its intrinsic value in the furtherance of a lawful investigation — rather than to learn what took place before the grand jury, it is not a valid defense to disclosure that the same information was revealed to a grand jury or that the same documents had been, or were presently being, examined by a grand jury.
Página 404 - Our examinations were made in accordance with generally accepted auditing standards and, accordingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances. In our opinion, the financial statements referred to above present fairly the financial position of...
Página 444 - A petition for disclosure pursuant to subdivision (e)(3)(C)(i) shall be filed in the district where the grand jury convened. Unless the hearing is ex parte, which it may be when the petitioner is the government, the petitioner shall serve written notice of the petition upon (i) the attorney for the government, (ii) the parties to the judicial proceeding if disclosure is sought in connection with such a proceeding, and (iii) such other persons as the court may direct. The court shall afford those...
Página 438 - Procedure; (3) shall be destroyed or returned to the financial institution if not used for one of the purposes specified in paragraph (2); and (4) shall not be maintained, or a description of the contents of such records shall not be maintained by any Government authority other than in the sealed records of the grand jury, unless such record has been used in the prosecution of a crime for which the grand jury issued an indictment or presentment or for a purpose authorized by rule 6(e) of the Federal...
Página 895 - Findings of Fact and Conclusions of Law under Rule 52 of the Federal Rules of Civil Procedure...