 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...Any associate of any of the foregoing persons. Instructions. 1. See instruction 1 to paragraph (a). Include the name of each person whose Interest in...the Interest, the approximate amount Involved In the transaction shall be Indicated. 2. As to any transaction involving the purchase or sale of assets by... | |
 | 1983 - 844 páginas
...lease or other agreement providing for periodic payments or installments, does not exceed $40,000; or (d) The interest of the specified person arises...respect to transactions not excluded above which involve renumeration from the bank or its subsidiaries, directly or Indirectly, to any of the specified persons... | |
 | 1983 - 436 páginas
...interest in another person (other than a partnership) which is a party to the transaction, or (ill) from both such position and ownership; (b) The interest...respect to transactions not excluded above which involve reTitle 12 — Banks and Banking numeration from the bank or its subsidiaries, directly or indirectly,... | |
 | 1997 - 654 páginas
...transaction, the cost thereof to the seller. Indicate the principle followed in determining the bank's purchase or sale price and the name of the persons...the approximate amount Involved in the transactions shall be Indicated. 7. Information shall be furnished in answer to this item with respect to transactions... | |
 | 1993 - 680 páginas
...transaction, the cost thereof to the seller. Indicate the principle followed in determining the bank's purchase or sale price and the name of the persons...state the approximate amount of the interest, the 12 CFR Ch. Ill (1-1-93 Edition) approximate amount Involved In the transactions shall be indicated.... | |
 | 1980 - 680 páginas
...1934, the period for which the information called for shall be reported is the previous 3 years. 7. Include the name of each person whose interest in...the approximate amount involved in the transactions shall be indicated. 8. Information shall be furnished in answer to this item with respect to transactions... | |
 | 1988 - 800 páginas
...company or any parent or subsidiary of the investment adviser was or is to be a party. Instructions. 1. Include the name of each person whose Interest in...the interest, the approximate amount involved in the transaction shall be indicated. 2. As to any transaction involving the purchase or sale of assets by... | |
 | 1980 - 1458 páginas
...the Inforrns¿ tion called for shall be presented for the previous three years 7. Include the nane of each person whose interest in any transaction is...by reason of which such interest is required to be de. scribed. Where It is not practicable to state the approximate amount of the interest, the approximate... | |
 | 1966 - 268 páginas
...furnished here. 2. Instruction 1 to Item 1.08 of Part I of this report shall also apply to this item. 3. Include the name of each person whose interest in...the relationship by reason of which such interest is described. 4. As to any transaction involving the purchase or sale of assets, state the cost of the... | |
 | 2000 - 986 páginas
...another Fund), or any Subsidiary of the Parent of such entities was or Is to be a party. Instructions. 1. Include the name of each person whose Interest in...the relationship by reason of which such interest IB required to be described. Where It is not practicable to state the approximate dollar amount of... | |
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Include the name of each person whose interest in any transaction is described and the nature of the relationship by reason of which such interest is required to be described. Where it is not practicable to state the approximate amount of the interest,... 
