Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1989 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 11
... principal office of the Corporation in all other cases . The applicant shall furnish such other pertinent information as may be re- quired by the Corporation . Forms to be executed in conjunction with an ap- plication for consent to ...
... principal office of the Corporation in all other cases . The applicant shall furnish such other pertinent information as may be re- quired by the Corporation . Forms to be executed in conjunction with an ap- plication for consent to ...
Página 12
... principal officers ( with address and principal business affiliation of each ) and of all shareholders known to the issuing bank holding 10 percent or more of any class of the foreign bank's or other financial entity's stock or other ...
... principal officers ( with address and principal business affiliation of each ) and of all shareholders known to the issuing bank holding 10 percent or more of any class of the foreign bank's or other financial entity's stock or other ...
Página 13
... principal office . ( 2 ) ( i ) The Director of the Division of Bank Supervision or , where confirmed in writing by the Director , and associ- ate director or the appropriate region- al director or deputy regional director , or , in the ...
... principal office . ( 2 ) ( i ) The Director of the Division of Bank Supervision or , where confirmed in writing by the Director , and associ- ate director or the appropriate region- al director or deputy regional director , or , in the ...
Página 34
... Principal Shareholders and their Re- lated Interests to Correspondent Banks . Form FFIEC 004 is a recom- mended form that may be used by the executive officers and principal share- holders of an insured State member bank to report to ...
... Principal Shareholders and their Re- lated Interests to Correspondent Banks . Form FFIEC 004 is a recom- mended form that may be used by the executive officers and principal share- holders of an insured State member bank to report to ...
Página 36
... Principal 304.5 ( e ) .. Shareholders and their Related Interests to Correspondent 3064-0023 Banks . FFIEC 009 ... Principal or Mu- nicipal Securities Representative Associated with a Bank Municipal Securities Dealer . 343.3 3064-0022 ...
... Principal 304.5 ( e ) .. Shareholders and their Related Interests to Correspondent 3064-0023 Banks . FFIEC 009 ... Principal or Mu- nicipal Securities Representative Associated with a Bank Municipal Securities Dealer . 343.3 3064-0022 ...
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Términos y frases comunes
acquisition administrative law judge affiliate agency amended amount annual application appropriate assets authority balance sheet bank's beneficial owner beneficial ownership bidder Board of Directors capital cease-and-desist certification cial class of securities clude consolidated copies Corporation curities deemed deposit accounts designee disclosed disclosure Division of Bank document employee equity securities erwise Executive Secretary exempt FDIC FDIC's Federal Deposit Insurance Federal Reserve System filed financial statements fiscal foreign bank Form furnished hearing income instructions insured bank interest issued loan meeting ment merger notice officer operations option otherwise ownership paragraph participant party percent period person principal prior proceeding proposed proxy statement purposes quired record regional director registered request respect secu security holders sent or given sion solicitation specified spect subject bank subpart subpoena subsidiaries tender offer materials term thereof tion transaction trust unless vote
Pasajes populares
Página 67 - ... may be substantially to lessen competition, or to tend to create a monopoly, or which in any other manner would be in restraint of trade, unless it finds that the anticompetitive effects of the proposed transaction are clearly outweighed in the public interest by the probable effect of the transaction in meeting the convenience and needs of the community to be served.
Página 43 - ... to the best of the signer's knowledge, information, and belief formed after reasonable inquiry it is well grounded in fact and is warranted by existing law or a good faith argument for the extension, modification, or reversal of existing law, and that it is not interposed for any improper purpose, such as to harass or to cause unnecessary delay or needless increase in the cost of litigation.
Página 89 - ... (4) trade secrets and commercial or financial information obtained from a person and privileged or confidential; (5) inter-agency or...
Página 45 - ADDITIONAL TIME AFTER SERVICE BY MAIL. Whenever a party has the right or is required to do some act or take some proceedings within a prescribed period after the service of a notice or other paper upon him and the notice or paper is served upon him by mail, 3 days shall be added to the prescribed period.
Página 323 - ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited.
Página 144 - associate", when used to indicate a relationship with any person, means: (1) Any corporation or organization (other than the bank or a subsidiary of the bank) of which such person is an officer or partner or is, directly or indirectly, either alone or together with one or more members of his immediate family, the beneficial owner of 10 percent or more of any class of equity securities, (2) Any trust or other estate in which such person has a substantial beneficial interest or as to which such person...
Página 153 - ... omits to state any material fact necessary in order to make the statements therein not false or misleading or necessary to correct any statement in any earlier communication with respect to the solicitation of a proxy for the same meeting or subject matter that has become false or misleading.
Página 101 - Any person who knowingly and willfully requests or obtains any record concerning an individual from an agency under false pretenses shall be guilty of a misdemeanor and fined not more than $5,000.
Página 169 - Include the name of each person whose interest in any transaction is described and the nature of the relationship by reason of which such interest is required to be described. Where it is not practicable to state the approximate amount of the interest, the approximate amount involved in the transaction shall be indicated. 2. As to any transaction involving the purchase or sale of assets by or to the...
Página 287 - ... (a) Using public office for private gain; (b) Giving preferential treatment to any person; (c) Impeding Government efficiency or economy; (d) Losing complete independence or impartiality; (e) Making a Government decision outside official channels; or (f) Affecting adversely the confidence of the public in the integrity of the Government.