The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1967 The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government. |
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PART 1 - INVESTMENT SECURITIES REGULATION Sec . 1.1 Authority . 1.2 Scope and application . 1.3 Definitions . 1.4 1.5 1.6 1.7 Sec . 1.135 Bond anticipation notes issued by the New York State Housing Finance Agency . Limitations and ...
PART 1 - INVESTMENT SECURITIES REGULATION Sec . 1.1 Authority . 1.2 Scope and application . 1.3 Definitions . 1.4 1.5 1.6 1.7 Sec . 1.135 Bond anticipation notes issued by the New York State Housing Finance Agency . Limitations and ...
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... application . This part applies to the purchase , sale , dealing in , underwriting , and holding of investment securities by national banks , banks located in the District of Colum- bia , and by state banks which are mem- bers of the ...
... application . This part applies to the purchase , sale , dealing in , underwriting , and holding of investment securities by national banks , banks located in the District of Colum- bia , and by state banks which are mem- bers of the ...
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... application of the ten percent investment limitation of paragraph Seventh of 12 U.S.C. 24 to bonds issued by the ... applying this limitation . ( b ) Opinion . ( 1 ) As was noted in our ruling of September 14 , 1962 , relat- ing to the ...
... application of the ten percent investment limitation of paragraph Seventh of 12 U.S.C. 24 to bonds issued by the ... applying this limitation . ( b ) Opinion . ( 1 ) As was noted in our ruling of September 14 , 1962 , relat- ing to the ...
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... application of the 10 percent of investment limitation paragraph Seventh of 12 U.S.C. 24 to revenue bonds issued by ... applying this limitation , all bonds issued by the Board of Regents for the various colleges and universities subject ...
... application of the 10 percent of investment limitation paragraph Seventh of 12 U.S.C. 24 to revenue bonds issued by ... applying this limitation , all bonds issued by the Board of Regents for the various colleges and universities subject ...
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... Application forms to be executed by ap- plicants when national bank acts as broker for the placing of loans . AUTHORITY : The provisions of this Part 2 issued under sec . 13 , 39 Stat . 753 . SOURCE : The provisions of this Part 2 con ...
... Application forms to be executed by ap- plicants when national bank acts as broker for the placing of loans . AUTHORITY : The provisions of this Part 2 issued under sec . 13 , 39 Stat . 753 . SOURCE : The provisions of this Part 2 con ...
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Términos y frases comunes
amended amount application assets Authority bank holding company bank's Board of Governors capital cash certificate certificate of deposit Comptroller copies Corporation curities Currency demand deposits depositor Edge Act corporation effect employee equity securities exempt Federal Reserve Act Federal Reserve Bank Federal Reserve System fiduciary filed financial statements fiscal funds furnished holding by National insured bank interest investment issued Item lease loan maturity member bank ment national bank nonmember notes obligations officer operating options otherwise paragraph Seventh participant payable payment percent period person principal prior provisions proxy proxy statement purpose pursuant registered registration statement Regulation rental requested to rule reserve city respect Revenue Bonds savings deposits security holders Seventh of 12 shares solicitation specified suant subparagraph subsidiaries term thereof tion transaction trust underwriting unlimited holding voting withdrawal
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Página 530 - Education, Office of Emergency Planning, Office of Employees' Compensation, Bureau of Employees' Compensation Appeals Board Employment and Compensation in Canal Zone Employment Security, Bureau of Engineers, Corps of...
Página 294 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities...
Página 375 - For the purpose of this section, "member of an employee's immediate household" means those blood relations who are residents of the employee's household. § 19.735-408 Information not known by employees. If any information required to be included on a statement of employment and financial interests or supplementary statement, including holdings placed in trust, is not known to the employee but is known to another person, the employee shall request that other person to submit information in his behalf.
Página 65 - The total obligations to any national banking association of any person, copartnership, association, or corporation shall at no time exceed 10 per centum of the amount of the capital stock of such association actually paid in and unimpaired and 10 per centum of its unimpaired surplus fund. The term 'obligations...
Página 502 - The interest of a spouse, minor child, or other member of an employee's immediate household is considered to be an interest of the employee. For the purpose of this section, "member of an employee's immediate household" means those blood relations who are residents of the employee's household.
Página 498 - Government employment. Incompatible activities include but are not limited to : (1) Acceptance of a fee, compensation, gift, payment of expense, or any other thing of monetary value in circumstances in which acceptance may result in, or create the appearance of, conflicts of interest...
Página 471 - Corporation may also by informal written notice require the filing of other statements in addition to, or in substitution for, the statements herein required in any case where such statements are necessary or appropriate for an adequate presentation of the financial condition of any person whose financial statements are required, or whose statements are otherwise necessary for the protection of investors.
Página 242 - No private banker or director, officer, or employee of any member bank of the Federal Reserve System or any branch thereof shall be at the same time a director, officer, or employee of any other bank, banking association, savings bank, or trust company organized under the National Bank Act or organized under the laws of any State or of the District of Columbia, or any branch thereof, except that the Board of Governors of the Federal Reserve System may by regulation permit such service as a director,...
Página 178 - The information called for by paragraph (b) (3) or (c) (2) need not be given as to payments made on an actuarial basis pursuant to any group pension plan which provides for fixed benefits in the event of retirement at a specified age or after a specified number of years of service. 2.
Página 433 - bank services" means services such as check and deposit sorting and posting, computation and posting of interest and other credits and charges, preparation and mailing of checks, statements, notices, and similar items, or other clerical, bookkeeping, accounting, statistical, or similar functions performed for a bank.