The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1967 The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government. |
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Página 50
... items of profit derived in this connection . [ Regs . , Dec. 1 , 1916 , as amended at 22 F.R. 10075 , Dec. 17 , 1957 ] § 2.3 Statutory requirements to be com- plied with by national bank desiring to act as broker or agent in making or ...
... items of profit derived in this connection . [ Regs . , Dec. 1 , 1916 , as amended at 22 F.R. 10075 , Dec. 17 , 1957 ] § 2.3 Statutory requirements to be com- plied with by national bank desiring to act as broker or agent in making or ...
Página 82
... Item 1. Amount of outstanding stock and principal holders thereof . ( a ) State the total number of shares of each class out- standing and the number of shares of each class entitled to vote . ( b ) State the date as of which the list ...
... Item 1. Amount of outstanding stock and principal holders thereof . ( a ) State the total number of shares of each class out- standing and the number of shares of each class entitled to vote . ( b ) State the date as of which the list ...
Página 83
... Item 5. Pension and retirement plans . If action is to be taken with respect to any pension or retirement plan , describe briefly the material features of the plan with an indication of the estimated cost of funding past services and ...
... Item 5. Pension and retirement plans . If action is to be taken with respect to any pension or retirement plan , describe briefly the material features of the plan with an indication of the estimated cost of funding past services and ...
Página 84
... Item 2. His principal occupation or em- ployment , the name , type of business and address of the corporation or other organiza- tion in which such employment is carried on . Item 3. If he has been a participant in any other proxy ...
... Item 2. His principal occupation or em- ployment , the name , type of business and address of the corporation or other organiza- tion in which such employment is carried on . Item 3. If he has been a participant in any other proxy ...
Página 119
... items in process of col- lection , payable immediately upon pres- entation in the United States , as are customarily cleared or collected by banks as cash items . Items handled as noncash collections may not be treated as " cash items ...
... items in process of col- lection , payable immediately upon pres- entation in the United States , as are customarily cleared or collected by banks as cash items . Items handled as noncash collections may not be treated as " cash items ...
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Términos y frases comunes
amended amount application assets Authority bank holding company bank's Board of Governors capital cash certificate certificate of deposit Comptroller copies Corporation curities Currency demand deposits depositor Edge Act corporation effect employee equity securities exempt Federal Reserve Act Federal Reserve Bank Federal Reserve System fiduciary filed financial statements fiscal funds furnished holding by National insured bank interest investment issued Item lease loan maturity member bank ment national bank nonmember notes obligations officer operating options otherwise paragraph Seventh participant payable payment percent period person principal prior provisions proxy proxy statement purpose pursuant registered registration statement Regulation rental requested to rule reserve city respect Revenue Bonds savings deposits security holders Seventh of 12 shares solicitation specified suant subparagraph subsidiaries term thereof tion transaction trust underwriting unlimited holding voting withdrawal
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Página 530 - Education, Office of Emergency Planning, Office of Employees' Compensation, Bureau of Employees' Compensation Appeals Board Employment and Compensation in Canal Zone Employment Security, Bureau of Engineers, Corps of...
Página 294 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities...
Página 375 - For the purpose of this section, "member of an employee's immediate household" means those blood relations who are residents of the employee's household. § 19.735-408 Information not known by employees. If any information required to be included on a statement of employment and financial interests or supplementary statement, including holdings placed in trust, is not known to the employee but is known to another person, the employee shall request that other person to submit information in his behalf.
Página 65 - The total obligations to any national banking association of any person, copartnership, association, or corporation shall at no time exceed 10 per centum of the amount of the capital stock of such association actually paid in and unimpaired and 10 per centum of its unimpaired surplus fund. The term 'obligations...
Página 502 - The interest of a spouse, minor child, or other member of an employee's immediate household is considered to be an interest of the employee. For the purpose of this section, "member of an employee's immediate household" means those blood relations who are residents of the employee's household.
Página 498 - Government employment. Incompatible activities include but are not limited to : (1) Acceptance of a fee, compensation, gift, payment of expense, or any other thing of monetary value in circumstances in which acceptance may result in, or create the appearance of, conflicts of interest...
Página 471 - Corporation may also by informal written notice require the filing of other statements in addition to, or in substitution for, the statements herein required in any case where such statements are necessary or appropriate for an adequate presentation of the financial condition of any person whose financial statements are required, or whose statements are otherwise necessary for the protection of investors.
Página 242 - No private banker or director, officer, or employee of any member bank of the Federal Reserve System or any branch thereof shall be at the same time a director, officer, or employee of any other bank, banking association, savings bank, or trust company organized under the National Bank Act or organized under the laws of any State or of the District of Columbia, or any branch thereof, except that the Board of Governors of the Federal Reserve System may by regulation permit such service as a director,...
Página 178 - The information called for by paragraph (b) (3) or (c) (2) need not be given as to payments made on an actuarial basis pursuant to any group pension plan which provides for fixed benefits in the event of retirement at a specified age or after a specified number of years of service. 2.
Página 433 - bank services" means services such as check and deposit sorting and posting, computation and posting of interest and other credits and charges, preparation and mailing of checks, statements, notices, and similar items, or other clerical, bookkeeping, accounting, statistical, or similar functions performed for a bank.