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" associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly,... "
General Rules and Regulations Under the Securities Exchange Act of 1934, as ... - Página 11
por United States. Securities and Exchange Commission - 1942
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Security and Exchange Commission Proxy Rules ... Hearings ... H.R. 1493, H.R ...

United States. Congress. House. Interstate and foreign commerce - 1943 - 310 páginas
...or the performance by any person of ministerial acts on behalf of a person soliciting a proxy. (c) The term "proxy statement" means the statement required..."associate", used to indicate a relationship with any persons, means (1) any corporation or organization (other than the issuer or a majority owned subsidiary...
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Security and Exchange Commission Proxy Rules: Hearings Before the Committee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1944 - 310 páginas
...or the performance by any person of ministerial acts on behalf of a person soliciting a proxy. (c) The term "proxy statement" means the statement required...X-14A-1, whether or not contained in a single document ; (cl) The term "issuer" means the issuer of the security in respect of which the proxy is solicited...
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The Code of Federal Regulations of the United States of America

1968 - 768 páginas
...In addition, the following definitions apply unless the context otherwise requires: (a) Associate. The term "associate" used to indicate a relationship...corporation or organization (other than the issuer or a majority-owned subsidiary of the issuer) of which such person is an officer or partner or is,...
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The Code of Federal Regulations of the United States of America

1985 - 688 páginas
...In addition, the following definitions apply unless the context otherwise requires: (a) Associate. The term "associate" used to indicate a relationship...corporation or organization (other than the issuer or a majority-owned subsidiary of the issuer) of which such person is an officer or partner or is,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1984 - 1238 páginas
...informed before buying or selling the security registered." (§ 206. 2<n).) '"The term 'associate', when used to indicate a relationship with any person, means...(1) any corporation or organization (other than the bank or a majority-owned subsidiary of the bank) of which such person is an officer or partner or is,...
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The Code of Federal Regulations of the United States of America

1970 - 536 páginas
...shares, and the number of units if relating to any other kind of security. (d) The term "associate", when used to indicate a relationship with any person, means...(1) any corporation or organization (other than the bank or a subsidiary of the bank) of which such person is an officer or partner or is, directly or...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 528 páginas
...210.»-03.7(e)(3)). (iv) For purposes only of Balance Sheet item 8(j), the following definitions shall apply: (A) Associate used to indicate a relationship with any person means (1) any corporation, venture, or organization of which such person is a general partner or is, directly or indirectly, the...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1997 - 538 páginas
...210.9-03.7(e)(3)). (iv) For purposes only of Balance Sheet item 8(j), the following definitions shall apply: (A) .Associate used to indicate a relationship with any person means (1) any corporation, venture, or organization of which such person is a general partner or is, directly or indirectly, the...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1974 - 786 páginas
...buying or selling he security registered." (§206.2(n).) 1 "The term 'associate', when used to inllcate a relationship with any person, means 1) any corporation or organization (other ;han the bank or a majority-owned subsld.ary of the bank) of which such person Is an jfflcer or partner...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1993 - 630 páginas
...210.9-03.7(e)(3». (iv) For purposes only of Balance Sheet item 8(j), the following definitions shall apply: (A) Associate used to indicate a relationship with any person means (1) any corpora ''on. venture, or organization of which such person is a general partner or is, directly or...
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