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" Issuer or of such person, and as to the effect of the plan thereon and such other Information as may be appropriate In the particular case to disclose adequately the nature and effect of the proposed action. "
General Rules and Regulations Under the Securities Exchange Act of 1934, as ... - Página 20
por United States. Securities and Exchange Commission - 1942
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Security and Exchange Commission Proxy Rules ... Hearings ... H.R. 1493, H.R ...

United States. Congress. House. Interstate and foreign commerce - 1943 - 310 páginas
...registration of securities of such person issued in exchange for listed securities of the issuer. ) (3) Furnish a brief statement as to dividends in arrears...or defaults in principal or interest in respect of any securities of such person, and as to the effect of the plan thereon. (4) As to each class of securities...
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Security and Exchange Commission Proxy Rules: Hearings Before the Committee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1944 - 310 páginas
...registration of securities of such person issued in exchange for listed securities of the issuer.) (3) Furnish a brief statement as to dividends in arrears...or defaults in principal or interest in respect of any securities of such person, and as to the effect of the plan thereon. (4) As to each class of securities...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1949 - 736 páginas
...and the vote needed for approval. (d) Furnish a brief statement as to arrears In dividends or as to defaults In principal or Interest In respect of the...securities which are to be modified or exchanged and such other information as may be appropriate In the particular case to disclose adequately the nature...
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The Code of Federal Regulations of the United States of America

1968 - 768 páginas
...to be given from an economic and business standpoint, as distinguished from a legal standpoint. (3) Furnish a brief statement as to dividends in arrears...or defaults in principal or interest in respect of any securities of the Issuer or of such person, and as to the effect of the plan thereon and such other...
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The Code of Federal Regulations of the United States of America

1981 - 668 páginas
...to be given from an economic and business standpoint, as distinguished from a legal standpoint. (3) Furnish a brief statement as to dividends in arrears...or defaults in principal or interest in respect of any securities of the issuer or of such person, and as to the effect of the plan thereon and such other...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 944 páginas
...quotations are reported in an automated quotations system operated by a national securities association; (4) A brief statement as to dividends in arrears or defaults in principal or Interest in respect of any securities of the registrant or of such other person and as to the effect of the transaction thereon...
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The Code of Federal Regulations of the United States of America

1988 - 806 páginas
...quotations are reported in an automated quotations system operated by a national securities association; (4) A brief statement as to dividends in arrears or defaults in principal or interest in respect of any securities of the registrant or of such other person and as to the effect of the transaction thereon...
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The Code of Federal Regulations of the United States of America

1990 - 814 páginas
...quotations are reported In an automated quotations system operated by a national securities association; (4) A brief statement as to dividends In arrears or defaults in principal or interest In respect of any securities of the registrant or of such other person and as to the effect of the transaction thereon...
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The Code of Federal Regulations of the United States of America

1992 - 468 páginas
...such person in substantially the manner required by §{11.811 and 11.812. (2) A brief statement of dividends in arrears or defaults in principal or Interest in respect of any securities of the bank or of such person, and of the effect of the plan thereon, and such other...
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Stock Market Study: Regulation of Unlisted Securities : Hearings ..., Partes2-3

United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...to be given from an economic and business standpoint, as distinguished from a lejral standpoint. (3) Furnish a brief statement as to dividends in arrears...or defaults in^ principal or interest in respect of any securities of the issuer or of suclP person, and as to the effect of the plan thereon and such...
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