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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

PHILADELPHIA, PA.

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ZONE 1.--New York, New Jersey, Pennsylvania.

Room 2006, Equitable Building, 120 Broadway, New York City. ZONE 2.- Massachusetts, Connecticut, Rhode Island, Vermont, New Hampshire,

Maine.

Room 426, Shawmut Bank Building, 82 Devonshire Street, Boston, Mass. ZONX. 2.---Tennessee, North Carolina, South Carolina, Georgia, Alabama, Mis

sissippi, Florida, and that part of Louisiana lying east of the

Atchafalaya River.

Room 415, Palmer Building, Forsyth and Marietta Streets, Atlanta, Ga. ZONE 4. Michigan, Indiana, Ohio, Kentucky.

Room 1608, Standard Building, 1370 Ontario Street, Cleveland, Ohio. ZONE 5.--Minnesota, Wisconsin, Iowa, Illinois, Missouri, Kansas City (Kansas).

Room 630, Bankers Building, 105 West Adams Street, Chicago, IL. ZONE 6.-Oklahoma, Arkansas, Texas, that part of Louisiana lying west of the

Atchafalaya River, and Kansas (except Kansas City).

United States Court House, Tenth and Lamar Streets, Fort Worth, Tex. ZONE 7.--Wyoming, Colorado, New Mexico, Nebraska, North Dakota, South

Dakota, Utah.
Room 822, Midland Savings Building, 444 Seventeenth Street, Denver,

Colo.
ZONE 8.-California, Nevada, Arizona, Philippine Islands, Hawaii.

Room 1301, Bank of America Building, 625 Market Street, San Fran

cisco, Calif. ZONE 9.--Washington, Oregon, Idaho, Montana, Alaska.

Room 810, 1411 Fourth Avenue Building, Seattle, Wash. Zona 10.--Virginia, West Virginia, Maryland, Delaware, District of Columbia.

Room 2410, Baltimore Trust Building, Baltimore and Light Streets,

Baltimore, Md.
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HG

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A53
1942

PREFACE

This compilation contains the General Rules and Regulations promulgated by the Securities and Exchange Commission under the Securities Exchange Act of 1934. Except for the rules under the caption “Rules of General Application,” each rule relates to a particular section of the Act: For example, Rule X-10A-1 relates to section 10 (a) of the Act. The “X” in the rule number designates the Act under which the rule was promulgated and the last numeral indicates rule sequence.

The following system of pagination is used in this compilation. The first 100 series is assigned to rules under the caption "Rules of General Application.” Each succeeding 100 series is assigned to rules under the corresponding section of the Act: For example, the rules under section 3 of the Act begin on page 301; those under section 12 of the Act begin on page 1201, and so on.

UNITED 57 mina

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CONTENTS

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