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7. (a) In accordance with instruction 19, list on Schedule B issues
serviced as transfer agent in the following capacities, as
these terms are commonly used in the transfer agent
agent, co-transfer agent, registrar or co-registrar.

8:

industry: transfer

(b) Does Schedule B include only securities registered pursuant to Section 12 of the Act, or securities which would be required to be registered except for the exemption from registration containeċ in subsection (g)(2)(B) or (g) (2) (G) of Section 12 of the Act? No L

Yes

(c) State the total number of issues serviced as a transfer agent which are not set forth in Schedule B.

If registrant is not a bank insured by the Federal Deposit Insurance
Corporation, please answer items (a) and (b) below:

(a) Are the registrant's transfer agent activities subject to regulation by an agency of a state or political subdivision: (If yes, specify name of agency). Yes No

Name of State or Political Subdivision

Name of Agency

(b) Have the registrant's transfer agent activities been the
subject of periodic examinations by an agency of a state or
political subdivision? (If yes, specify name of agency).
Yes No

Name of State or Political Subdivision

Name of Agency

Yes No

9.(a)

Is registrant audited by an independent public accountant?

(b) If registrant is audited by an independent public accountant, does the audit include a review of internal controls related to transfer agent activities?

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Yes No

Li L

10. (a) How many full-time and part-time employees does registrant have engaged in transfer agent activities?

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(b) How many years has registrant performed transfer agent activities?

(c) Indicate the average monthly number of certificates registrant
issued during each of the following calendar quarters: (Indicate
by an asterisk (*) placed adjacent to the number reported
whether any original issues occurred in any period requested
below):

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11. (a) With regard to transfer agent activities, provide the following information regarding the type of insurance carried or provided:

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(b) If registrant's transfer activities are not covered by any Yes has provision been made for self-insurance?

insurance,

If yes, indicate on Schedule A the provisions made for self-
insurance (e.g., accounting reserve or funded reserve) and
the amount thereof.

12. (a)

What are registrant's internal policies and procedures for recon-
ciling differences (including clerical and posting errors and out-
of-proof conditions) in its transfer agent operations?
(Describe on Schedule A).

(b) Indicate, as of September 30, 1975, the number of issues, if any,
out-of-proof beyond thirty calendar days, and for each issue, identify
the issue and state the number and market value of the shares or debt
securities by which the issue is out-of-proof. (Attach Schedule A).

An out-of-proof condition exists if the total number of all securities
reflected in the stockholder or debt holder records differs from
the total number of shares or debt securities issued and outstanding
pursuant to corporate action.

SCHEDULE A OF FORM TA-1

1. Full name of Registrant exactly as stated in Item 2(a) of Form TA-1.

2. Item of Form (Identify)

Answer

SCHEDULE B

List issues serviced as transfer agent, co-transfer agent, registrar or co-registrar. For each issue provide the following information: (See Instructions 19, 20 and 21 before completing this Schedule)

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17

Transfer Agent

ties previously

17

Co-transfer Agent

Schedule B

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on Schedule B

CHECK ONE

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For purposes of this Schedule B, the terms transfer agent and co-transfer agent include the person performing similar functions with respect to debt securities and the terms registrar and co-registrar include the person performing similar functions with respect to debt securities.

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90-052-77-15

Subpart D-Procedures Applicable to Other Than Regular Full-Time Bank Employees and Certain Related Standards of Conduct

Sec.

400.735-40 Procedures governing appointment and utilization. 400.735-41 Standards of conduct for persons appearing before the Bank other than as officers or employees of the Bank.

400.735-42 Standards of conduct applicable to special Government employees.

Subpart E-Procedures for Submission of Statements of Employment and Financial Interests

400.735-50 Applicability.

400.735-51 Time and place for submission. 400.735-52 Form of statements.

400.735-53 Confidentiality of employees' statements.

400.735-54 Effect of employees' statements on other requirements.

400.735-55 Review of statements and remedial action.

Subpart F-Employee Report of Securities

Transactions

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