CHAPTER II

I

THE FEDERALISTS AND THE REPUBLICANS

THE purpose of the following review of American political ideas and practices is, it must be premised, critical rather than narrative or expository. I am not seeking to justify a political and economic theory by an appeal to historical facts. I am seeking, on the contrary, to place some kind of an estimate and interpretation upon American political ideas and achievements; and this estimate and interpretation is determined chiefly by a preconceived ideal. The acceptability of such an estimate and interpretation will, of course, depend at bottom upon the number of important facts which it explains and the number which it either neglects or distorts. No doubt, certain omissions and distortions are inevitable in an attempt of this kind; but I need scarcely add that the greatest care has been taken to avoid them. In case the proposed conception of the Promise of American life cannot be applied to our political and economic history without essential perversion, it must obviously fall to the ground; and as a matter of fact, the ideal itself has been sensibly modified during the course of this attempt to give it an historical application. In spite of all these modifications it remains, however, an extremely controversial review. Our political and economic past is, in a measure, challenged in order to justify our political and social future. The values placed upon many political ideas, tendencies, and achievements differ radically from the values placed upon them either by their originators and partisans or in some cases by the majority of American historians. The review, consequently, will meet with a far larger portion of instinctive opposition and distrust than it will of acquiescence. The whole traditional set of values which it criticises is almost as much alive to-day as it was two generations ago, and it forms a background to the political faith

of the great majority of Americans. Whatever favor a radical criticism can obtain, it must win on its merits both as an adequate interpretation of our political past and as an outlook towards the solution of our present and future political and economic problems.

The material for this critical estimate must be sought, not so much in the events of our national career, as in the ideas which have influenced its course. Closely as these ideas are associated with the actual course of American development, their meaning and their remoter tendencies have not been wholly realized therein, because beyond a certain point no attempt was made to think out these ideas candidly and consistently. For one generation American statesmen were vigorous and fruitful political thinkers; but the time soon came when Americans ceased to criticise their own ideas, and since that time the meaning of many of our fundamental national conceptions has been partly obscured, as well as partly expressed, by the facts of our national growth. Consequently we must go behind these facts and scrutinize, with more caution than is usually considered necessary, the adequacy and consistency of the underlying ideas. And I believe that the results of such a scrutiny will be very illuminating. It will be found that from the start there has been one group of principles at work which have made for American national fulfillment, and another group of principles which has made for American national distraction; and that these principles are as much alive to-day as they were when Jefferson wrote the Kentucky resolutions or when Jackson, at the dinner of the Jefferson Club, toasted the preservation of the Union. But while these warring principles always have been, and still are, alive, they have never, in my opinion, been properly discriminated one from another; and until such a discrimination is made, the lesson cannot be profitably applied to the solution of our contemporary national problems.

All our histories recognize, of course, the existence from the very beginning of our national career of two different and, in some respects, antagonistic groups of political ideas, the ideas which were represented by Jefferson, and the ideas which were represented by Hamilton. It is very generally understood, also, that neither the Jeffersonian nor the Hamiltonian doctrine was entirely adequate, and that in order to reach a correct understanding of the

really formative constituent in the complex of American national life, a combination must be made of both Republicanism and Federalism. But while the necessity of such a combination is fully realized, I do not believe that it has ever been mixed in just the proper proportions. We are content to say with Webster that the prosperity of American institutions depends upon the unity and inseparability of individual and local liberties and a national union. We are content to declare that the United States must remain somehow a free and a united country, because there can be no complete unity without liberty and no salutary liberty outside of a Union. But the difficulties with this phrase, its implications and consequences, we do not sufficiently consider. It is enough that we have found an optimistic formula wherewith to unite the divergent aspects of the Republican and Federalist doctrines.

We must begin, consequently, with critical accounts of the ideas both of Jefferson and of Hamilton; and we must seek to discover wherein each of these sets of ideas was right, and wherein each was wrong; in what proportions they were subsequently combined in order to form "our noble national theory," and what were the advantages, the limitations, and the effects of this combination. I shall not disguise the fact that, on the whole, my own preferences are on the side of Hamilton rather than of Jefferson. He was the sound thinker, the constructive statesman, the candid and honorable, if erring, gentleman; while Jefferson was the amiable enthusiast, who understood his fellow-countrymen better and trusted them more than his rival, but who was incapable either of uniting with his fine phrases a habit of candid and honorable private dealing or of embodying those phrases in a set of efficient institutions. But although Hamilton is much the finer man and much the sounder thinker and statesman, there were certain limitations in his ideas and sympathies the effects of which have been almost as baleful as the effects of Jefferson's intellectual superficiality and insincerity. He perverted the American national idea almost as much as Jefferson perverted the American democratic idea, and the proper relation of these two fundamental conceptions one to another cannot be completely understood until this double perversion is corrected.

To make Hamilton and Jefferson exclusively responsible for this double perversion is, however, by no means fair. The germs of it are to be found in the political ideas and prejudices with which the American people emerged from their successful Revolutionary War. At that time, indeed, the opposition between the Republican and the Federalist doctrines had not become definite and acute; and it is fortunate that such was the case, because if the opponents of an efficient Federal constitution had been organized and had been possessed of the full courage and consciousness of their convictions, that instrument would never have been accepted, or it would have been accepted only in a much more mutilated and enfeebled condition. Nevertheless, the different political points of view which afterwards developed into Hamiltonian Federalism and Jeffersonian Republicanism were latent in the interests and opinions of the friends and of the opponents of an efficient Federal government; and these interests and opinions were the natural product of contemporary American economic and political conditions.

Both Federalism and anti-Federalism were the mixed issue of an interest and a theory. The interest which lay behind Federalism was that of well-to-do citizens in a stable political and social order, and this interest aroused them to favor and to seek some form of political organization which was capable of protecting their property and promoting its interest. They were the friends. of liberty because they were in a position to benefit largely by the possession of liberty; and they wanted a strong central government because only by such means could their liberties, which consisted fundamentally in the ability to enjoy and increase their property, be guaranteed. Their interests were threatened by the disorganized state governments in two different but connected respects. These governments did not seem able to secure either internal order or external peace. In their domestic policy the states threatened to become the prey of a factious radical democracy, and their relations one to another were by way of being constantly embroiled. Unless something could be done, it looked as if they Iwould drift in a condition either of internecine warfare without profit or, at best, of peace without security. A centralized and efficient government would do away with both of these threats.

It would prevent or curb all but the most serious sectional disputes, while at the same time it would provide a much stronger guarantee for internal political order and social stability. An equally strong interest lay at the roots of anti-Federalism and it had its theory, though this theory was less mature and definite. Behind the opposition to a centralized government were the interests and the prejudices of the mass of the American people, the people who were, comparatively speaking, lacking in money, in education, and in experience. The Revolutionary War, while not exclusively the work of the popular element in the community, had undoubtedly increased considerably its power and influence. A large proportion of the well-to-do colonial Americans had been active or passive Tories, and had either been ruined or politically disqualified by the Revolution. Their successful opponents reorganized the state governments in a radical democratic spirit. The power of the state was usually concentrated in the hands of a single assembly, to whom both the executive and the courts were subservient; and this method of organization was undoubtedly designed to give immediate and complete effect to the will of a popular majority. The temper of the local democracies, which, for the most part, controlled the state governments, was insubordinate, factious, and extremely independent. They disliked the idea of a centralized Federal government because a supreme power would be thereby constituted which could interfere with the freedom of local public opinion and thwart its will. No less than the Federalists, they believed in freedom; but the kind of freedom they wanted, was freedom from anything but local interference. The ordinary American democrat felt that the power of his personality and his point of view would be diminished by the efficient centralization of political authority. He had no definite intention of using the democratic state governments for anti-social or revolutionary purposes, but he was self-willed and unruly in temper; and his savage treatment of the Tories during and after the Revolution had given him a taste of the sweets of confiscation. The spirit of his democracy was self-reliant, undisciplined, suspicious of authority, equalitarian, and individualistic.

With all their differences, however, the Federalists and their opponents had certain common opinions and interests, and it