| United States. Securities and Exchange Commission - 1970 - 166 páginas
...occupation, position, office or employment was carried on ; and (e) Whether or not, during the last 10 years, such person has been convicted in a criminal...similar misdemeanors) and, if so, give the dates, nature of conviction, name and location of court, and penalty imposed, or other disposition of the case. A... | |
| United States. Securities and Exchange Commission - 1956 - 900 páginas
...relationship to the parties and the outcome. (d) State whether or not, during the past ten years, you have been convicted in a criminal proceeding (excluding...violations or similar misdemeanors) and, if so, give dates, nature of conviction, name and location of court, and penalty imposed or other disposition of... | |
| 1979 - 1240 páginas
...positions with multiple related organizations, each and every position need not be specifically disclosed. (e) Whether or not, during the last five years, such...similar misdemeanors) and. If so, give the dates, nature of conviction, name and location of court, and penalty imposed or other disposition of the case. Instruction.... | |
| 2002 - 1016 páginas
...business and address of any corporation or other organization in which such employment is conducted: (d) Whether or not, during the last five years, such person...similar misdemeanors) and. if so, give the dates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case: (e)... | |
| 1978 - 1266 páginas
...occupation, position, office or employment was carried on; and (e) Whether or not, during the last 10 years, such person has been convicted in a criminal...similar misdemeanors) and, if so. give the dates, nature of conviction, name and location of court, and penalty imposed, or other disposition of the case. ITEM... | |
| 1970 - 536 páginas
...in which each such occupation, position, office or employment was carried on. (e) (1) Whether or not such person has been convicted in a criminal proceeding...similar misdemeanors) and, if so, give the dates, nature of conviction, name and location of the court, and penalty imposed, or other disposition of the case.... | |
| 1989 - 614 páginas
...and address of any corporation or other organization in which such employment is , conducted; i (d) Whether or not, during the last five years, such person...convicted in a ; criminal proceeding (excluding traffic viola- ; tions or similar misdemeanors) and, if so, give the dates, nature of conviction, name ; and... | |
| 1971 - 600 páginas
...occupation, position, office or employment was carried on; and (e) Whether or not, during the last 10 years, such person has been convicted in a criminal...(excluding traffic violations or similar misdemeanors) and, It so, give the dates, nature of conviction, name and location of court, and penalty imposed, or other... | |
| 1999 - 944 páginas
...such employment is carried on. (iii) State whether or not, during the past ten years, the participant has been convicted in a criminal proceeding (excluding...violations or similar misdemeanors) and, if so. give dates, nature of conviction, name and location of court, and penalty imposed or other disposition of... | |
| 1969 - 1140 páginas
...relationship to the parties and the outcome. (d) State whether or not, during the past ten years, you have been convicted in a criminal proceeding (excluding...violations or similar misdemeanors) and, if so, give dates, nature of conviction, name and location of court, and penalty imposed or other disposition of... | |
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